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Hiring an Advisor

2020 Ultimate Guide to Hiring a Financial Advisor

Congratulations on taking the first step in hiring a financial advisor!

A financial advisor is a professional who suggests and renders financial services to clients based on their financial situation, needs, and desires.

Use this booklet to learn about the different types of advisors, how advisors are compensated, how they are regulated, how to conduct a background check on an advisor, and how to define fiduciary.

Table of Contents

Chapter 1: Kinds of Advisors…………………………………………………………..page 2

Chapter 2: Regulations…………………………………….……………………………..page 4

Chapter 3: Fiduciary……………………………………………………………….……….page 7

Chapter 4: CERTIFIED FINANCIAL PLANNERS™…………………………..…….page 8

Chapter 5: What Questions Do I Ask a Potential Advisor? ……………….page 9

Chapter 6: Comparing Advisors…………………….. ………………………………page 10

Chapter 7: Conclusion…………………….. …………………………………………….page 11

Chapter 8: Downloadable Hiring an Advisor Guide (PDF)

Chapter 9: Hiring an Advisor Video (YouTube)

Chapter 10: Hiring an Advisor Podcast (AnchorFM)

Chapter 1: Kinds of Advisors